SEC’s Brian Daly Provides an Update on Novel ETFs

Brian Daly, Director of the SEC’s Division of Investment Management, provides an update on novel ETFs following the agency’s request for public comment earlier this year. Paul Baiocchi, Head of Fund Sales & Strategy at SS&C ALPS Advisors, examines key market themes investors should watch for the remainder of the year. Johnny Wu, Founder & CEO of xETFs, discusses the firm’s entry into the ETF space and highlights several products, including its recently launched xETFs AI Bottlenecks ETF (NECK).

Picture of Nate Geraci
Nate Geraci

Nate is President of NovaDius Wealth Management, a registered investment advisor providing clients with comprehensive financial planning and portfolio management. Previously, Nate helped launch The ETF Store, an investment advisory firm specializing in Exchange Traded Funds.

He is the creator and host of the weekly podcast ETF Prime, which Bloomberg has called one of the “most helpful plain-English resources for investors who want to demystify exchange-traded funds”.

He is creator and Host of Crypto Prime, which features interviews with top experts from around the world on bitcoin, crypto, NFTs, and the entire web3 ecosystem.

Nate is also Co-Founder of The ETF Institute, the first and only independent organization providing ETF industry professionals and financial advisors with certification, education, and training pertaining to ETFs.

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